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Approximately 3050 pages
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Alberta Securities Act and Regulations 2018-2019 + CD + ProView
Par : Norton Rose Fullbright Canada LLP
Disponibilité : En stock
209,00 $

Stay up to date with relevant statute law and policies

Editors: Norton Rose Fulbright Canada LLP

Stay up to date with the Alberta Securities Act and Regulations 2018-2019 – a biannual consolidation of the relevant statute law and policies.

New in this edition

The following highlighted items, among others, are new or have been updated in this edition.


  • CSA Staff Notice 21-324, Information Processor for Exchange-Traded Securities other than Options
  • CSA Staff Notice 46-308, Securities Law Implications for Offerings of Tokens
  • CSA Staff Notice 46-309, Bail-in Debt
  • CSA Staff Notice 51-355, Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2018 and March 31, 2017
  • CSA Staff Notice 52-329, Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry
  • CSA Staff Notice 52-330, Update on CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence
  • CSA Multilateral Staff Notice 58-310, Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
  • CSA Staff Notice 81-329, Reducing Regulatory Burden for Investment Funds
  • CSA Staff Notice 81-330, Status Report on Consultation on Embedded Commissions and Next Steps
  • CSA Staff Notice 81-331, Investment Funds Investing in Bail-in Debt


  • Alberta Securities Commission Policy 15-601, Credit for Exemplary Cooperation in Enforcement Matters
  • National Instrument 41-101, General Prospectus Requirements
  • National Instrument 44-101, Short Form Prospectus Distributions
  • National Instrument 45-102, Resale of Securities
  • National Instrument 45-106, Prospectus Exemptions
  • National Instrument 51-101, Standards of Disclosure for Oil and Gas Activities
  • National Instrument 72-501, Distributions to Purchasers Outside Alberta
  • National Instrument 81-101, Mutual Fund Prospectus Disclosure
  • National Instrument 81-102, Investment Funds
  • National Instrument 81-104, Alternative Mutual Funds
  • National Instrument 81-106, Investment Fund Continuous Disclosure
  • National Instrument 81-107, Independent Review Committee for Investment Funds
  • CSA Staff Notice 45-308, Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions
  • CSA Staff Notice 45-323, Update on Use of the Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions

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