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SEC Guidelines: Rules and Regulations (2020 Edition)
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The 2020 edition of SEC Guidelines: Rules and Regulations is a compilation of Forms, Regulations, and Interpretative Guidance, and reflects the latest requirements for preparing financial statements and related disclosure documents to be filed with the SEC. This useful desk reference includes the reference materials most frequently used by accountants and legal professionals whose clients must comply with the SEC's registration and reporting requirements. All of the information you need to complete your annual, quarterly, or registration statement filings is available at your fingertips, and is organized into three main sections: Forms and Schedules, Rules and Regulations, and Interpretive Guidance. The 2020 edition includes the full-text of Regulations S-K, S-X, and S-T, plus selected rules and forms under the 1933 and 1934 Acts. All of the SEC's relevant rulemaking published through October 2019 is reflected in this 2020 edition, including:

  • Amendments to Regulation S-K and several SEC Forms, including modernized and simplified disclosure requirements for public companies, investment advisers, and investment companies
  • Amendments to Regulation A, allowing reporting companies to rely on the Regulation A exemption from registration for their securities offerings and other conforming amendments to Form 1-A
  • New Subpart 1300 of Regulation S-K, incorporating modernized property disclosure requirements for mining registrants

Finally, to help manage your SEC filings workflow, a quick reference guide showing federal holidays and filing deadlines is included on the inside back cover.


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