Alberta Securities Act and Regulations 2020-2021 + CD

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Editors: Norton Rose Fulbright Canada LLP
 
Stay up to date with the Alberta Securities Act and Regulations 2020-2021 – a biannual consolidation of the relevant statute law and policies.
 
New and updated in this edition
  • AMENDMENTS TO NATIONAL INSTRUMENT 21-101 August 31, 2020 - MARKETPLACE OPERATION
  • Amendments to National Instrument 21-101 September 14, 2020 - Marketplace Operation
  • Amendments to National Instrument 21-101 September 14, 2020 - Marketplace Operation
  • Changes to Companion Policy 21-101CP August 31, 2020 - Marketplace Operation
  • Changes to Companion Policy 21-101CP September 14, 2020 - Marketplace Operation
  • ASC NOTICE 21-705 - REQUEST FOR COMMENT - APPLICATION BY CREDITEX SECURITIES CORPORATION FOR EXEMPTION FROM MARKETPLACE RULES
  • CSA Consultation Paper 25-402 - Consultation on the Self-Regulatory Organization Framework
  • AMENDMENTS TO NATIONAL INSTRUMENT 31-103 - REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS
  • CHANGES TO COMPANION POLICY 31-103CP March 1, 2021 - REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS
  • AMENDMENTS TO NATIONAL INSTRUMENT 44-102 August 31, 2020 - SHELF DISTRIBUTIONS
  • CHANGES TO COMPANION POLICY 44-102CP August 31, 2020 - SHELF DISTRIBUTION
  • AMENDMENTS TO NATIONAL INSTRUMENT 45-106 March 1, 2021 - PROSPECTUS EXEMPTIONS
  • CHANGES TO COMPANION POLICY 45-106CP March 1, 2021 - PROSPECTUS EXEMPTIONS
  • AUTHORIZATION ORDER -- 2019 ABASC 136
  • Cooperation Agreement Regarding Co-operation for Innovation in the Financial Sector Sept. 7, 2017
  • Innovation Functions Co-operation Agreement December 11, 2017
  • Innovation Functions Co-operation Agreement December 12, 2017
  • Memorandum of Understanding Regarding Oversight of Investment Industry Regulatory Organization of Canada June 1, 2008
  • Innovation Functions Co-operation Agreement -- The Financial Supervisory Commission, Taiwan June 8, 2020
  • Memorandum of Understanding Regarding Oversight of the Mutual Fund Dealers Association of Canada October 2, 2013
  • Innovation Functions Co-operation Agreement - Abu Dhabi Global Market Financial Services Regulatory Authority October 17, 2017
  • Innovation Functions Co-operation Agreement Monetary Authority of Singapore October 31, 2019
  • Memorandum of Understanding United States Securities and Exchange Commission September 19, 2011
  • Memorandum of Understanding respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems September 1, 2020
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Publisher:
Carswell

Practice Area:
Securities Law

Jurisdiction:
General

Publication Date:
2020-07-16

Hardcover Specifications

Service #:
30845010

Sub #:
30833305

Pages:
N/A

Shelf Space:
-2

Volume:
N/A

Anticip Unkeep Cost:
N/A

eBook Specifications

ISBN:
N/A