Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2020-2021, 69th Edition (Print & ProView)

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This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy including the Act, the regulation, forms, Ontario Securities Commission (OSC) rules, national instruments, Canadian Securities Administrators (CSA) notices, and much more
  • The well-organized approach throughout designed by a senior practitioner in the area, assuring you of quality
  • Research aids including a comprehensive index, a general table of contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section and cross-referenced to related statutory provisions, regulations, rules, policies, orders, and notices throughout taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available

With two editions of Consolidated Ontario Securities Act, Regulations and Rules With Policy Statements, Blanket Orders, and Notices published each year, you receive the most up-to-date information available.

New in this edition:

  • OSC Notice 11-785, Statement of priorities request for comments regarding statement of priorities for the financial year to end March 31, 2020
  • CSA Staff Notice 21-325, Follow-up on marketplace systems incidents
  • CSA Staff Notice 21-326, Guidance for reporting material systems incidents
  • CSA Staff Notice 31-354, Suggested practices for engaging with older or vulnerable clients
  • OSC Staff Notice 43-706, Pre-filing review of mining technical disclosure
  • CSA Staff Notice 45-324, Update on the start-up crowdfunding registration and prospectus exemptions
  • Multilateral CSA Staff Notice 91-306, Compliance review findings for reporting counterparties

Updated in this edition:

  • Ontario Securities Act, updated by Bill 100, the Protecting What Matters Most Act (Budget Measures), 2019
  • OSC Rules of Procedure and practice guideline
  • OSC Staff Notice 11-739 (revised), policy reformulation, table of concordance, and list of new instruments
  • National Instrument 31-103, registration requirements, exemptions, and ongoing registrant obligations
  • Revised Approval 81-901, Mutual Fund Trusts: Approval of Trustees Under Clause 213(3)(b) of the Loan and Trust Corporations Act
  • OSC Rule 13-502, companion policy, fees

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