Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2020, 68th Edition

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Table of contents

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Index not available at this time

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Details and specs

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:
  • Full text of all the relevant law and policy including the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices, and much more
  • Well-organized approach throughout designed by a senior practitioner in the area, giving you the assurance of quality
  • Research aids including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross references to related statutory provisions, regulations, rules, policies, orders, and notices throughout taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available
With two editions of Consolidated Ontario Securities Act, Regulations and Rules With Policy Statements, Blanket Orders and Notices published each year, you receive the most up-to-date information available.
Available formats
Print + ProView eBook + CD
Print + ProView eBook
ProView eBook only
Print + CD

The following items, among others, have been updated or are new in this edition:
  • OSC Notice 11-785, Statement of Priorities Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2020
  • CSA Staff Notice 21-325, Follow-up on Marketplace Systems Incidents
  • CSA Staff Notice 21-326, Guidance for Reporting Material Systems Incidents
  • CSA Staff Notice 31-354, Suggested Practices for Engaging with Older or Vulnerable Clients
  • OSC Staff Notice 43-706, Pre-filing Review of Mining Technical Disclosure
  • CSA Staff Notice 45-324, Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
  • Multilateral CSA Staff Notice 91-306, Compliance Review Findings for Reporting Counterparties
  • Ontario Securities Act, updated by Bill 100, the Protecting What Matters Most Act (Budget Measures), 2019
  • OSC Rules of Procedure and Practice Guideline
  • OSC Staff Notice 11-739 (Revised), Policy Reformulation Table of Concordance and List of New Instruments
  • National Instrument 31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • Revised Approval 81-901, Mutual Fund Trusts: Approval of Trustees Under Clause 213(3)(b) of the Loan and Trust Corporations Act
  • OSC Rule 13-502 and Companion Policy, Fees


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