Product Details
978-0-7798-8504-6
Book S.O. + CD-ROM
New editions supplied twice per year on standing order subscription
Approximately 3420 pages
1 volume bound
softcover
2018-07-31
Carswell

Can We Help?

If you need assistance, please call us at (416) 609-3800 (Toronto & international) / 1-800-387-5164 (toll free Canada & US).

We will be glad to assist you.

Alberta Securities Act and Regulations 2018 + CD
By: Norton Rose Fullbright Canada LLP
Availability: Temporarily out of stock
$174.00
Description

Stay up to date with relevant statute law and policies

Editors: Norton Rose Fulbright Canada LLP

Stay up to date with the Alberta Securities Act and Regulations 2018 – a biannual consolidation of the relevant statute law and policies.

Updated in this edition

  • 11-206 – National Policy – Process for Cease to be a Reporting Issuer Applications
  • 13-315 (Revised) – CSA Staff Notice – Securities Regulatory Authority Closed Dates 2018
  • 21-101 CP – Companion Policy – Marketplace Operation
  • 31-103 Multilateral Instrument – Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • 33-109  National Instrument  Registration Information
  • 41-101 – National Instrument – General Prospectus Requirements
  • 44-101 National Instrument – Short Form Prospectus Distributions
  • 44-102 National Instrument – Shelf Distributions
  • 45-102 – National Instrument – Resale of Securities
  • 45-106 – National Instrument – Offering Memorandum for Non-Qualifying Issuers
  • 45-517ASC Rule  Prospectus Exemption for Start-Up Businesses
  • 51-102National Instrument – Continuous Disclosure Obligations
  • 71-801 – ASC Rule – Implementing the Multijurisdictional Disclosure System under NI 71-101
  • 81-102 – National Instrument – Investment Funds
  • 81-106 – National Instrument – Investment Fund Continuous Disclosure
  • 96-501ASC Blanket Order – Re Relief from certain derivatives reporting requirements
  • TSX Venture Exchange Corporate Finance Manual

New in this edition            

  • 15-601 – ASC Policy – Credit for Exemplary Cooperation in Enforcement Matters
  • 21-230 – CSA Staff Notice – Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy Dealing with Government Debt Transparency
  • 21-321 – CSA Staff Notice – Markets in Financial Instruments Directive (MiFID II) – Share Trading Obligation and its Application to Canadian Securities
  • 21-322 – CSA Staff Notice – Applicability of Regulation to the Operation of MTFs or OTFs in Canada
  • 23-319 – Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice – Internalization in the Canadian Market
  • 23-320 – CSA Staff Notice – Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada
  • 23-321 – CSA Staff Notice – Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019
  • 23-322 – CSA Staff Notice – Trading Fee Rebate Pilot Study
  • 31-351 – Joint CSA Staff Notice, IIROC Notice 17-0229, MFDA Bulletin #0736-M – Complying with requirements regarding the Ombudsman for Banking Services and Investments
  • 31-352 – CSA Staff Notice – Monthly Suppression of Terrorism and Canadian Sanctions Reporting Obligations
  • 31-701 – ASC Notice – Account Opening Assistance
  • 33-321 – CSA Staff Notice – Cyber Security and Social Media
  • 45-519 – ASC Blanket Order – Re Prospectus Exemptions for Resale Outside of Canada
  • 45-703 – ASC Notice – Report on the use of the Family, Friends and Business Associates Prospectus Exemption
  • 51-352  CSA Staff Notice – Issuers with U.S. Marijuana-Related Activities
  • 51-353 – CSA Staff Notice – Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
  • 51-354 – CSA Staff Notice – Report on Climate change-related Disclosure Project
  • 52-329 – CSA Staff Notice – Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry
  • 58-309 – CSA Multilateral Staff Notice – Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices
  • 96-302 – Multilateral CSA Staff Notice  Variation, Amendment, or Revocation and Replacement of Blanket Order Relief from Certain Derivatives Data Reporting Requirements under Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting

ProView eBook version is available through your web browser, or can be downloaded to your computer, tablet, or smartphone. See all available titles http://store.thomsonreuters.ca/ebook