Product Details
978-0-7798-9030-9
Book S.O. + CD-ROM
New editions supplied twice per year on standing order subscription
Approximately 3050 pages
1 volume bound
softcover
2019-07-29
Carswell

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Alberta Securities Act and Regulations 2019 + CD
By: Norton Rose Fullbright Canada LLP
Availability: In Stock
$183.00
Description

Stay up to date on the latest changes to Alberta securities policies and regulations

Editors: Norton Rose Fulbright Canada LLP

Stay up to date with the Alberta Securities Act and Regulations 2019 – a biannual consolidation of the relevant statute law and policies.

New and updated in this edition

New:            

  • ASC Policy 15-602, Whistleblower Program
  • ASC Blanket Order 45-520, Facilitating Access to Capital by Community Economic Development Corporations
  • CSA Staff Notice 11-338, CSA Market Disruption Coordination Plan
  • CSA Staff Notice 21-325, Follow-up on Marketplace Systems Incidents
  • CSA Staff Notice 21-326, Guidance for Reporting Material Systems Incidents
  • CSA Staff Notice 23-324, Order Protection Rule: Market Share Threshold for the period April 1, 2019 to March 31, 2020
  • CSA Staff Notice 45-324, Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
  • CSA Staff Notice 45-325, Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
  • CSA Staff Notice 51-356, Problematic Promotional Activities by Issuers
  • CSA Staff Notice 51-357, Staff Review of Reporting Issuers in the Cannabis Industry
  • Joint CSA/IIROC Consultation Paper 21-402, Proposed Framework for Crypto-Asset Trading Platforms
  • Joint CSA/IIROC Consultation Paper 23-406, Internalization within the Canadian Equity Market

Updated:

  • Alberta Securities Act, R.S.A. 2000, c. S-4.
  • National Instrument 31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • CSA Staff Notice 13-315, Securities Regulatory Authority Closed Dates 2019.
  • ASC Rule 15-501, Rules of Practice and Procedure for Commission Proceedings

Available formats

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