Product Details
L7798-8476BE
Book + eBook
2 new editions per year supplied on standing order subscription
Approximately 3200 pages
1 volume bound + 1 eBook
softcover
2018-07-26
Carswell

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Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2018, 64th Edition (Print + ProView)
By: Borden Ladner Gervais LLP
Availability: In Stock
$180.00
Description

This essential resource offers the many features Ontario securities professionals have come to trust including the full text of all the relevant law and policy

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy, including the Act, the Regulation, Forms, OSC Rules, National Instruments, and CSA Notices
  • Well-organized approach throughout, designed by a senior practitioner in the area– giving you the assurance of quality
  • Research aids, including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross-references to related statutory provisions, regulations, rules, policies, orders and notices throughout to take your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface, which is ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available

New in this edition

Updated:

  • National Instrument 11-102 — Passport System
  • National Instrument 11-206 — Process For Cease To Be A Reporting Issuer Applications
  • National Instrument 11-207 — Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
  • 11-739 — Policy Reformulation Table of Concordance and List of New Instruments
  • National Instrument 13-101 — System for Electronic Document Analysis and Retrieval (SEDAR)
  • CSA Staff Notice 13-315 (Revised) — Securities Regulatory Authority Closed Dates 2018
  • National Instrument 21-101 — Marketplace Operation
  • Multilateral Instrument 31-103 — Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • National Instrument 33-109 — Registration Information
  • National Instrument 41-101 — General Prospectus Requirements
  • National Instrument 44-101 — Short Form Prospectus Distributions
  • National Instrument 44-102 — Shelf Distributions
  • National Instrument 45-102 — Resale of Securities
  • National Instrument 45-106 — Offering Memorandum for Non-Qualifying Issuers
  • National Instrument 51-102 — Continuous Disclosure Obligations
  • OSC Staff Notice 51-711 — (Revised) Refilings and Corrections of Errors
  • CSA Staff Notice 52-311 — Regarding the Required Forms of Certificates under MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
  • National Instrument 81-102 — Investment Funds
  • National Instrument 81-106 — Investment Fund Continuous Disclosure
  • OSC Rules of Procedure and Practice Guideline

New:            

  • CSA Staff Notice 11-332 — Cyber Security
  • CSA Staff Notice 11-337 — Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick
  • OSC Policy 15-601 — Whistleblower Program
  • CSA Staff Notice 21-230 — Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy Dealing with Government Debt Transparency
  • CSA Staff Notice 21-321 — Markets in Financial Instruments Directive (MiFID II) – Share Trading Obligation and its Application to Canadian Securities
  • CSA Staff Notice 21-322 — Applicability of Regulation to the Operation of MTFs or OTFs in Canada
  • OSC Staff Notice 21-710 — TSX Insider Trading Report
  • OSC Staff Notice 21-711 — Multilateral Trading Facilities - Exemption from Requirement to be Recognized as an Exchange
  • OSC Staff Notice 21-712 — Review of Market Quality Impact of Alpha Exchange Order Processing Delay
  • Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 23-319 — Internalization in the Canadian Market
  • CSA Staff Notice 23-320 — Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada
  • CSA Staff Notice 23-321 — Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019
  • CSA Staff Notice 23-322 — Trading Fee Rebate Pilot Study
  • Joint CSA Staff Notice 31-351, IIROC Notice 17-0229, MFDA Bulletin #0736-M  Complying with requirements regarding the Ombudsman for Banking Services and Investments
  • CSA Staff Notice 31-352 — Monthly Suppression of Terrorism and Canadian Sanctions Reporting Obligations
  • CSA Staff Notice 33-321 — Cyber Security and Social Media
  • CSA Staff Notice 51-352 — Issuers with U.S. Marijuana-Related Activities
  • CSA Staff Notice 51-353 — Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
  • CSA Staff Notice 51-354 — Report on Climate change-related Disclosure Project
  • CSA Staff Notice 52-329 — Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry
  • CSA Multilateral Staff Notice 58-309 — Staff Review of Women on Boards and in Executive Officer Positions –  Compliance with NI 58-101 Disclosure of Corporate Governance Practices
  • OSC Rule 72-503 — Distributions Outside Canada

With two editions of Consolidated Ontario Securities Act, Regulations and Rules – With Policy Statements, Blanket Orders and Notices published every year, you receive the most up-to-date information available.

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