Product details

Publisher: 
Carswell
Practice area: 
Securities
Jurisdiction: 
Alberta
Publication date: 
2020-07-16
ISBN: 
9781731908278
Carswell

Alberta Securities Act and Regulation 2021 + CD

Availability:

Stay up-to-date with the Alberta Securities Act and Regulations 2020 to 2021, a bi-annual consolidation of the relevant statute law and policies.

New and updated in this edition:

  • CSA Staff Notice 25-302, Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks
  • CSA Staff Notice 31-358, Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  • CSA Staff Notice 31-359 - OBSI Joint Regulators Committee Annual Report for 2019
  • CSA Multilateral Staff Notice 51-361, Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
  • CSA Staff Notice 55-317, Automatic Securities Disposition Plans
  • CSA Staff Notice 81-333, Guidance on Effective Liquidity Risk Management for Investment Funds
  • ASC Blanket Order 81-508, Exemptions from National Instrument 81-104 Alternative Mutual Funds
  • National Instrument 41-101, General Prospectus Requirements
  • ASC Rule 45-511, Local Prospectus Exemptions and Related Requirements
  • National Instrument 81-101, Mutual Fund Prospectus Disclosure
  • National Instrument 81-105, Mutual Funds Sales Practices
Carswell

Alberta Securities Act and Regulation 2021 + CD

Availability:

Description

Stay up-to-date with the Alberta Securities Act and Regulations 2020 to 2021, a bi-annual consolidation of the relevant statute law and policies.

New and updated in this edition:

  • CSA Staff Notice 25-302, Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks
  • CSA Staff Notice 31-358, Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  • CSA Staff Notice 31-359 - OBSI Joint Regulators Committee Annual Report for 2019
  • CSA Multilateral Staff Notice 51-361, Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
  • CSA Staff Notice 55-317, Automatic Securities Disposition Plans
  • CSA Staff Notice 81-333, Guidance on Effective Liquidity Risk Management for Investment Funds
  • ASC Blanket Order 81-508, Exemptions from National Instrument 81-104 Alternative Mutual Funds
  • National Instrument 41-101, General Prospectus Requirements
  • ASC Rule 45-511, Local Prospectus Exemptions and Related Requirements
  • National Instrument 81-101, Mutual Fund Prospectus Disclosure
  • National Instrument 81-105, Mutual Funds Sales Practices