Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2019-2020, 67th Edition (Print + ProView)

Author(s):
N/A

What’s inside

Table of contents

Details and specs:


This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:
  • Full text of all the relevant law and policy – including the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices, and much more
  • Well-organized approach throughout – designed by a senior practitioner in the area, giving you the assurance of quality
  • Research aids – including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross references to related statutory provisions, regulations, rules, policies, orders, and notices throughout – taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface – ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available
With two editions of Consolidated Ontario Securities Act, Regulations and Rules – With Policy Statements, Blanket Orders and Notices published each year, you receive the most up-to-date information available.
 
Available formats
Print + ProView eBook + CD
Print + ProView eBook
ProView eBook only
Print + CD

The following items, among others, have been updated or are new in this edition:
 
New            
  • OSC Notice 11-785, Statement of Priorities – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2020
  • CSA Staff Notice 21-325, Follow-up on Marketplace Systems Incidents
  • CSA Staff Notice 21-326, Guidance for Reporting Material Systems Incidents
  • CSA Staff Notice 31-354, Suggested Practices for Engaging with Older or Vulnerable Clients
  • OSC Staff Notice 43-706, Pre-filing Review of Mining Technical Disclosure
  • CSA Staff Notice 45-324, Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
  • Multilateral CSA Staff Notice 91-306, Compliance Review Findings for Reporting Counterparties 
 
Updated
  • Ontario Securities Act, updated by Bill 100, the Protecting What Matters Most Act (Budget Measures), 2019
  • OSC Rules of Procedure and Practice Guideline
  • OSC Staff Notice 11-739 (Revised), Policy Reformulation Table of Concordance and List of New Instruments
  • National Instrument 31-103, Registration Requirements, Exemptions and Ongoing Registrant Obligations
  • Revised Approval 81-901, Mutual Fund Trusts: Approval of Trustees Under Clause 213(3)(b) of the Loan and Trust Corporations Act
  • OSC Rule 13-502 and Companion Policy, Fees

Publisher:
Carswell

Practice Area:
N/A

Jurisdiction:
General

Publication Date:
2019-09-23

Hardcover Specifications

Service #:
30913767

Sub #:
30833305

Pages:
Not available

Shelf Space:
Not available

Volume:
Not available

Anticip Unkeep Cost:
Not available

eBook Specifications

ISBN:
9780779884780