Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2019-2020, 67th Edition (Print + ProView)

Author(s):
Not available

What’s inside

Table of contents

Details and specs:


The following items, among others, have been updated or are new in this edition:

New:            

  • OSC Notice 11-785, Statement of Priorities – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2020
  • CSA Staff Notice 21-325, Follow-up on Marketplace Systems Incidents
  • CSA Staff Notice 21-326, Guidance for Reporting Material Systems Incidents
  • CSA Staff Notice 31-354, Suggested Practices for Engaging with Older or Vulnerable Clients
  • OSC Staff Notice 43-706, Pre-filing Review of Mining Technical Disclosure
  • CSA Staff Notice 45-324, Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
  • Multilateral CSA Staff Notice 91-306, Compliance Review Findings for Reporting Counterparties

 

Updated:

  • Ontario Securities Act, updated by Bill 100, the Protecting What Matters Most Act (Budget Measures), 2019
  • OSC Rules of Procedure and Practice Guideline

Publisher:
Carswell

Practice Area:
Not available

Jurisdiction:
General

Publication Date:
2019-09-23

Hardcover Specifications

Service #:
30913767

Sub #:
30833305

Pages:
Not available

Shelf Space:
Not available

Volume:
Not available

Anticip Unkeep Cost:
Not available

eBook Specifications

ISBN:
9780779884780