Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2020-2021, 69th Edition (Print & ProView)

What’s inside

Table of contents

Index

Release notes

Release notes not available at this time

Details and specs


This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy including the Act, the regulation, forms, Ontario Securities Commission (OSC) rules, national instruments, Canadian Securities Administrators (CSA) notices, and much more
  • The well-organized approach throughout designed by a senior practitioner in the area, assuring you of quality
  • Research aids including a comprehensive index, a general table of contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section and cross-referenced to related statutory provisions, regulations, rules, policies, orders, and notices throughout taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available

With two editions of Consolidated Ontario Securities Act, Regulations and Rules With Policy Statements, Blanket Orders, and Notices published each year, you receive the most up-to-date information available.

New in this edition:

  • OSC Notice 11-785, Statement of priorities request for comments regarding statement of priorities for the financial year to end March 31, 2020
  • CSA Staff Notice 21-325, Follow-up on marketplace systems incidents
  • CSA Staff Notice 21-326, Guidance for reporting material systems incidents
  • CSA Staff Notice 31-354, Suggested practices for engaging with older or vulnerable clients
  • OSC Staff Notice 43-706, Pre-filing review of mining technical disclosure
  • CSA Staff Notice 45-324, Update on the start-up crowdfunding registration and prospectus exemptions
  • Multilateral CSA Staff Notice 91-306, Compliance review findings for reporting counterparties

Updated in this edition:

  • Ontario Securities Act, updated by Bill 100, the Protecting What Matters Most Act (Budget Measures), 2019
  • OSC Rules of Procedure and practice guideline
  • OSC Staff Notice 11-739 (revised), policy reformulation, table of concordance, and list of new instruments
  • National Instrument 31-103, registration requirements, exemptions, and ongoing registrant obligations
  • Revised Approval 81-901, Mutual Fund Trusts: Approval of Trustees Under Clause 213(3)(b) of the Loan and Trust Corporations Act
  • OSC Rule 13-502, companion policy, fees

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Publisher:
Carswell

Practice Area:
Securities

Jurisdiction:
Ontario

Publication Date:
2020-07-21

Hardcover Specifications

Service #:
30913767

Sub #:
30833305

Pages:
N/A

Shelf Space:
N/A

Volume:
N/A

Anticip Unkeep Cost:
N/A

eBook Specifications

ISBN:
9780779884780