Product details

Publisher: 
Carswell
Practice area: 
Securities
Jurisdiction: 
Alberta
Publication date: 
2020-07-16
Carswell

Alberta Securities Act and Regulations 2020-2021 + CD eBook

Availability:

Stay up-to-date with the Alberta Securities Act and Regulations 2020 to 2021, a bi-annual consolidation of the relevant statute law and policies.

New and updated in this edition:

  • CSA Staff Notice 25-302, Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks
  • CSA Staff Notice 31-358, Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  • CSA Staff Notice 31-359 - OBSI Joint Regulators Committee Annual Report for 2019
  • CSA Multilateral Staff Notice 51-361, Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
  • CSA Staff Notice 55-317, Automatic Securities Disposition Plans
  • CSA Staff Notice 81-333, Guidance on Effective Liquidity Risk Management for Investment Funds
  • ASC Blanket Order 81-508, Exemptions from National Instrument 81-104 Alternative Mutual Funds
  • National Instrument 41-101, General Prospectus Requirements
  • ASC Rule 45-511, Local Prospectus Exemptions and Related Requirements
  • National Instrument 81-101, Mutual Fund Prospectus Disclosure

About Thomson Reuters ProView

ProView is the way to read Thomson Reuters eBooks and eLooseleafs, published primarily for legal, accounting, human resources, and tax professions. The Thomson Reuters ProView web-based application is accessed via your browser. With the new ProView web app, offline capability is now available from your browser. The web application has a responsive design and is compatible with desktop, laptop and mobile devices.

Carswell

Alberta Securities Act and Regulations 2020-2021 + CD eBook

Availability:

Description

Stay up-to-date with the Alberta Securities Act and Regulations 2020 to 2021, a bi-annual consolidation of the relevant statute law and policies.

New and updated in this edition:

  • CSA Staff Notice 25-302, Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks
  • CSA Staff Notice 31-358, Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  • CSA Staff Notice 31-359 - OBSI Joint Regulators Committee Annual Report for 2019
  • CSA Multilateral Staff Notice 51-361, Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019
  • CSA Staff Notice 55-317, Automatic Securities Disposition Plans
  • CSA Staff Notice 81-333, Guidance on Effective Liquidity Risk Management for Investment Funds
  • ASC Blanket Order 81-508, Exemptions from National Instrument 81-104 Alternative Mutual Funds
  • National Instrument 41-101, General Prospectus Requirements
  • ASC Rule 45-511, Local Prospectus Exemptions and Related Requirements
  • National Instrument 81-101, Mutual Fund Prospectus Disclosure

About Thomson Reuters ProView

ProView is the way to read Thomson Reuters eBooks and eLooseleafs, published primarily for legal, accounting, human resources, and tax professions. The Thomson Reuters ProView web-based application is accessed via your browser. With the new ProView web app, offline capability is now available from your browser. The web application has a responsive design and is compatible with desktop, laptop and mobile devices.