Product details

Publisher: 
Carswell
Practice area: 
Securities
Jurisdiction: 
Alberta
Publication date: 
2020-07-16
Carswell

Alberta Securities Act and Regulations 2020-2021 + CD (Print & ProView)

Availability: Partial Stock

Stay up-to-date with the Alberta Securities Act and Regulations 2020 to 2021, a bi-annual consolidation of the relevant statute law and policies.

New and updated in this edition:

  • Amendments to National Instrument 21-101 August 31, 2020 Marketplace Operation
  • Amendments to National Instrument 21-101 September 14, 2020 Marketplace Operation
  • Changes to Companion Policy 21-101CP August 31, 2020 Marketplace Operation
  • Changes to Companion Policy 21-101CP September 14, 2020 Marketplace Operation
  • ASC Notice 21-705, Request for Comment Application by Creditex Securities Corporation for Exemption from Marketplace Rules
  • CSA Consultation Paper 25-402 Consultation on the self-regulatory organization framework
  • Amendments to National Instrument 31-103 Registration Requirements, Exemptions, and Ongoing Registrant Obligations
  • Changes to Companion Policy 31-103CP March 1, 2021 Registration Requirements, Exemptions, and Ongoing Registrant Obligations
  • Amendments to National Instrument 44-102 August 31, 2020 Shelf Distributions
  • Changes to Companion Policy 44-102CP August 31, 2020 Shelf Distribution
  • Amendments to National Instrument 45-106 March 1, 2021 Prospectus Exemptions
  • Changes to Companion Policy 45-106CP March 1, 2021 Prospectus Exemptions
  • Authorization Order 2019 ABASC 136
  • Co-operation Agreement Regarding Co-operation for Innovation in the Financial Sector Sept. 7, 2017
  • Innovation Functions Co-operation Agreement, December 11, 2017
  • Innovation Functions Co-operation Agreement, December 12, 2017
  • Memorandum of understanding regarding oversight of Investment Industry Regulatory Organization of Canada, June 1, 2008
  • Innovation Functions Co-operation Agreement The Financial Supervisory Commission, Taiwan June 8, 2020
  • Memorandum of understanding regarding oversight of the Mutual Fund Dealers Association of Canada October 2, 2013
  • Innovation Functions Co-operation Agreement Abu Dhabi Global Market Financial Services Regulatory Authority October 17, 2017
  • Innovation Functions Co-operation Agreement Monetary Authority of Singapore October 31, 2019
  • Memorandum of understanding United States Securities and Exchange Commission September 19, 2011
  • Memorandum of understanding and respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems September 1, 2020

About Thomson Reuters ProView

ProView is the way to read Thomson Reuters eBooks and eLooseleafs, published primarily for legal, accounting, human resources, and tax professions. You can download the ProView app at no cost for your tablet or computer, or sign in to the cloud-based version. Synced to the cloud, ProView lets you switch devices while keeping place in your research. You can also access your downloaded eBooks offline, and any notes you take will be saved and synced the next time you connect.

Carswell

Alberta Securities Act and Regulations 2020-2021 + CD (Print & ProView)

Availability: Partial Stock

Description

Stay up-to-date with the Alberta Securities Act and Regulations 2020 to 2021, a bi-annual consolidation of the relevant statute law and policies.

New and updated in this edition:

  • Amendments to National Instrument 21-101 August 31, 2020 Marketplace Operation
  • Amendments to National Instrument 21-101 September 14, 2020 Marketplace Operation
  • Changes to Companion Policy 21-101CP August 31, 2020 Marketplace Operation
  • Changes to Companion Policy 21-101CP September 14, 2020 Marketplace Operation
  • ASC Notice 21-705, Request for Comment Application by Creditex Securities Corporation for Exemption from Marketplace Rules
  • CSA Consultation Paper 25-402 Consultation on the self-regulatory organization framework
  • Amendments to National Instrument 31-103 Registration Requirements, Exemptions, and Ongoing Registrant Obligations
  • Changes to Companion Policy 31-103CP March 1, 2021 Registration Requirements, Exemptions, and Ongoing Registrant Obligations
  • Amendments to National Instrument 44-102 August 31, 2020 Shelf Distributions
  • Changes to Companion Policy 44-102CP August 31, 2020 Shelf Distribution
  • Amendments to National Instrument 45-106 March 1, 2021 Prospectus Exemptions
  • Changes to Companion Policy 45-106CP March 1, 2021 Prospectus Exemptions
  • Authorization Order 2019 ABASC 136
  • Co-operation Agreement Regarding Co-operation for Innovation in the Financial Sector Sept. 7, 2017
  • Innovation Functions Co-operation Agreement, December 11, 2017
  • Innovation Functions Co-operation Agreement, December 12, 2017
  • Memorandum of understanding regarding oversight of Investment Industry Regulatory Organization of Canada, June 1, 2008
  • Innovation Functions Co-operation Agreement The Financial Supervisory Commission, Taiwan June 8, 2020
  • Memorandum of understanding regarding oversight of the Mutual Fund Dealers Association of Canada October 2, 2013
  • Innovation Functions Co-operation Agreement Abu Dhabi Global Market Financial Services Regulatory Authority October 17, 2017
  • Innovation Functions Co-operation Agreement Monetary Authority of Singapore October 31, 2019
  • Memorandum of understanding United States Securities and Exchange Commission September 19, 2011
  • Memorandum of understanding and respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems September 1, 2020

About Thomson Reuters ProView

ProView is the way to read Thomson Reuters eBooks and eLooseleafs, published primarily for legal, accounting, human resources, and tax professions. You can download the ProView app at no cost for your tablet or computer, or sign in to the cloud-based version. Synced to the cloud, ProView lets you switch devices while keeping place in your research. You can also access your downloaded eBooks offline, and any notes you take will be saved and synced the next time you connect.