Product details

Publisher: 
Carswell
Practice area: 
Securities
Jurisdiction: 
Alberta
Publication date: 
2022-12-07
Carswell

Alberta Securities Act and Regulations, 2022-2023, Print and ProView eBook plus CD-ROM

Availability: Partial Stock

New and updated in this edition:

  • CSA Notice 21-331, Information Processor for Exchange-Traded Securities other than Options
  • CSA Staff Notice 25-303, 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
  • CSA Staff Notice and Request for Comment 25-304, Application for Recognition of New Self-Regulatory Organization
  • CSA Staff Notice and Request for Comment 25-305, Application for Approval of the New Investor Protection Fund
  • National Instrument 41-101, General Prospectus Requirements
  • National Instrument 51-102 Companion Policy, Continuous Disclosure Obligations
  • ASC Blanket Order 81-509, Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
  • National Instrument 94-102, Derivatives: Customer Clearing and Protection of Customer Collateral and Positions


About Thomson Reuters ProView

ProView is the way to read Thomson Reuters eBooks and eLooseleafs, published primarily for legal, accounting, human resources, and tax professions. The Thomson Reuters ProView web-based application is accessed via your browser. With the new ProView web app, offline capability is now available from your browser. The web application has a responsive design and is compatible with desktop, laptop, and mobile devices.

Carswell

Alberta Securities Act and Regulations, 2022-2023, Print and ProView eBook plus CD-ROM

Availability: Partial Stock

Description

New and updated in this edition:

  • CSA Notice 21-331, Information Processor for Exchange-Traded Securities other than Options
  • CSA Staff Notice 25-303, 2021 CSA Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
  • CSA Staff Notice and Request for Comment 25-304, Application for Recognition of New Self-Regulatory Organization
  • CSA Staff Notice and Request for Comment 25-305, Application for Approval of the New Investor Protection Fund
  • National Instrument 41-101, General Prospectus Requirements
  • National Instrument 51-102 Companion Policy, Continuous Disclosure Obligations
  • ASC Blanket Order 81-509, Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
  • National Instrument 94-102, Derivatives: Customer Clearing and Protection of Customer Collateral and Positions


About Thomson Reuters ProView

ProView is the way to read Thomson Reuters eBooks and eLooseleafs, published primarily for legal, accounting, human resources, and tax professions. The Thomson Reuters ProView web-based application is accessed via your browser. With the new ProView web app, offline capability is now available from your browser. The web application has a responsive design and is compatible with desktop, laptop, and mobile devices.