Including critical commentary from experts in corporate and securities law, this biannual publication includes all the law and policy, you require to refer to, at a moment's notice. This text is a must-have resource for law practitioners and scholars.
It includes:
- Full text of all the relevant law and policy
- Section-by-section case annotations concise digests for over 100 executive director, securities commission, and court decisions under the Act
- Practice notes help in clarifying the operation of the provision in question
- Detailed cross-references to relevant policies and forms
- Easy-to-use finding tools, detailed table of contents, and a comprehensive index give you instant access
New and updated in this edition:
- BC Policy 15-601 Hearings
- Amendments to National Instrument 21-101 September 14, 2020 Marketplace Operation
- Amendments to National Instrument 21-101 August 31, 2020 Marketplace Operation
- Changes to Companion Policy 21-101CP September 14, 2020 Marketplace Operation
- Changes to Companion Policy 21-101CP August 31, 2020 Marketplace Operation
- BC Instrument 21-501 Recognition of Exchanges, Self Regulatory Bodies, and Jurisdictions
- National Instrument 24-102 Unofficial Consolidation of Amendments effective as at June 19, 2020 Clearing Agency Requirements
- Companion Policy 24-102CP to National Instrument 24-102 Clearing Agency Requirements
- CSA Consultation Paper 25-402 June 15, 2020 Consultation on the Self-Regulatory Organization Framework
- CSA Staff Notice 31-358 (heading only) Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
- BC Instrument 45-530 June 1, 2020 Exemptions for Securities Issued by a Cooperative Association
- BC Instrument 91-501 Over-the-Counter Derivatives Order Under Sections 48 and 76
- Companion Policy 91-501CP (BC) effective March 27, 2020 To Blanket Order 91-501 Over-the-Counter Derivatives
- BC Instrument 91-502 Short Term Foreign Exchange Transactions Exemption Order Under Section 3.1
- BC Instrument 91-503 Contracts Providing for Physical Delivery of Commodities Exemption Order Under Section 3.1
- BC Instrument 91-506 Designation Order Derivatives effective March 27, 2020 under Section 3.2(1) of the Securities Act, R.S.B.C.1996, c.418