Product details
Practice area: 
Securities
Jurisdiction: 
General
Publication date: 
2021-07-22

Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2021, 70th Edition (Print + ProView)

Availability: Partial Stock

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy – including the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices, and much more
  • Well-organized approach throughout – designed by a senior practitioner in the area, giving you the assurance of quality
  • Research aids – including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross references to related statutory provisions, regulations, rules, policies, orders, and notices throughout – taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface – ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available
The following items, among others, have been updated or are new in this edition:
  • OSC Notice 11-788 Statement of Priorities Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2021
  • OSC Notice 11-789 Notice Statement of Priorities for Financial Year to end March 31, 2021
  • Ontario Instrument 13-506--Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees, No. 2
  • Ontario Instrument 13-507--Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees, No. 2
  • AMENDMENTS TO NATIONAL INSTRUMENT 21-101 MARKETPLACE OPERATION
  • ANNEX D -- Amendments to National Instrument 21-101 Marketplace Operation
  • National Instrument 24-101 Institutional Trade Matching and Settlement (amendment)
  • CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  • CSA Staff Notice 43-311 Review of Mineral Resource Estimates in Technical Reports
  • ANNEX C -- AMENDMENTS TO NATIONAL INSTRUMENT 44-102 SHELF DISTRIBUTIONS
  • Ontario Instrument 45505 -- Relief in Respect of the Distribution of Securities Through a Funding Portal Operated by Silver Maple Ventures Inc.
  • CSA Staff Notice 51-360 (Updated) -- FREQUENTLY ASKED QUESTIONS REGARDING FILING EXTENSION RELIEF GRANTED BY WAY OF A BLANKET ORDER IN RESPONSE TO COVID-19
  • MEMORANDUM OF UNDERSTANDING CONCERNING CONSULTATION, COOPERATION AND THE EXCHANGE OF INFORMATION BETWEEN THE ONTARIO SECURITIES COMMISSION AND THE CANADIAN PUBLIC ACCOUNTABILITY BOARD
  • Notice of Memorandum of Understanding Memorandum of Understanding Respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems

    • Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2021, 70th Edition (Print + ProView)

    Availability: Partial Stock

    Description

    This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

    • Full text of all the relevant law and policy – including the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices, and much more
    • Well-organized approach throughout – designed by a senior practitioner in the area, giving you the assurance of quality
    • Research aids – including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you don't overlook important information
    • Section-by-section cross references to related statutory provisions, regulations, rules, policies, orders, and notices throughout – taking your research in new directions
    • Convenient softcover format with clear, easy-on-the-eyes typeface – ideal for use in meetings and hearings
    • Archival, searchable CD-ROM also available
    The following items, among others, have been updated or are new in this edition:
  • OSC Notice 11-788 Statement of Priorities Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2021
  • OSC Notice 11-789 Notice Statement of Priorities for Financial Year to end March 31, 2021
  • Ontario Instrument 13-506--Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees, No. 2
  • Ontario Instrument 13-507--Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees, No. 2
  • AMENDMENTS TO NATIONAL INSTRUMENT 21-101 MARKETPLACE OPERATION
  • ANNEX D -- Amendments to National Instrument 21-101 Marketplace Operation
  • National Instrument 24-101 Institutional Trade Matching and Settlement (amendment)
  • CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  • CSA Staff Notice 43-311 Review of Mineral Resource Estimates in Technical Reports
  • ANNEX C -- AMENDMENTS TO NATIONAL INSTRUMENT 44-102 SHELF DISTRIBUTIONS
  • Ontario Instrument 45505 -- Relief in Respect of the Distribution of Securities Through a Funding Portal Operated by Silver Maple Ventures Inc.
  • CSA Staff Notice 51-360 (Updated) -- FREQUENTLY ASKED QUESTIONS REGARDING FILING EXTENSION RELIEF GRANTED BY WAY OF A BLANKET ORDER IN RESPONSE TO COVID-19
  • MEMORANDUM OF UNDERSTANDING CONCERNING CONSULTATION, COOPERATION AND THE EXCHANGE OF INFORMATION BETWEEN THE ONTARIO SECURITIES COMMISSION AND THE CANADIAN PUBLIC ACCOUNTABILITY BOARD
  • Notice of Memorandum of Understanding Memorandum of Understanding Respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems