Product details

Practice area: 
Securities
Jurisdiction: 
General
Publication date: 
2021-07-22
ISBN: 
9780779884780

Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2021, 70th Edition, Print and ProView Plus CD-ROM

Availability: Partial Stock

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy including the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices, and much more
  • Well-organized approach throughout — designed by a senior practitioner in the area, giving you the assurance of quality
  • Research aids, including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross-references to related statutory provisions, regulations, rules, policies, orders, and notices throughout — taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface — ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available

The following items, among others, have been updated or are new in this edition:

  • OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
  • OSC Notice 11-788 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2021
  • OSC Notice 11-789 Notice Statement of Priorities for Financial Year to end March 31, 2021
  • Ontario Instrument 13-506--Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees, No. 2
  • Ontario Instrument 13-507--Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees, No. 2
  • AMENDMENTS TO NATIONAL INSTRUMENT 21-101 MARKETPLACE OPERATION
  • ANNEX D -- Amendments to National Instrument 21-101 Marketplace Operation
  • National Instrument 24-101 Institutional Trade Matching and Settlement (amendment)
  • CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  • CSA Staff Notice 43-311 Review of Mineral Resource Estimates in Technical Reports
  • ANNEX C -- AMENDMENTS TO NATIONAL INSTRUMENT 44-102 SHELF DISTRIBUTIONS
  • Ontario Instrument 45–505 -- Relief in Respect of the Distribution of Securities Through a Funding Portal Operated by Silver Maple Ventures Inc.
  • CSA Staff Notice 51-360 (Updated) -- FREQUENTLY ASKED QUESTIONS REGARDING FILING EXTENSION RELIEF GRANTED BY WAY OF A BLANKET ORDER IN RESPONSE TO COVID-19
  • MEMORANDUM OF UNDERSTANDING CONCERNING CONSULTATION, COOPERATION AND THE EXCHANGE OF INFORMATION BETWEEN THE ONTARIO SECURITIES COMMISSION AND THE CANADIAN PUBLIC ACCOUNTABILITY BOARD
  • Notice of Memorandum of Understanding – Memorandum of Understanding Respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems

About Thomson Reuters ProView

ProView is the way to read Thomson Reuters eBooks and eLooseleafs, published primarily for legal, accounting, human resources, and tax professions. The Thomson Reuters ProView web-based application is accessed via your browser. With the new ProView web app, offline capability is now available from your browser. The web application has a responsive design and is compatible with desktop, laptop and mobile devices.

Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2021, 70th Edition, Print and ProView Plus CD-ROM

Availability: Partial Stock

Description

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy including the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices, and much more
  • Well-organized approach throughout — designed by a senior practitioner in the area, giving you the assurance of quality
  • Research aids, including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross-references to related statutory provisions, regulations, rules, policies, orders, and notices throughout — taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface — ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available

The following items, among others, have been updated or are new in this edition:

  • OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
  • OSC Notice 11-788 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2021
  • OSC Notice 11-789 Notice Statement of Priorities for Financial Year to end March 31, 2021
  • Ontario Instrument 13-506--Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees, No. 2
  • Ontario Instrument 13-507--Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees, No. 2
  • AMENDMENTS TO NATIONAL INSTRUMENT 21-101 MARKETPLACE OPERATION
  • ANNEX D -- Amendments to National Instrument 21-101 Marketplace Operation
  • National Instrument 24-101 Institutional Trade Matching and Settlement (amendment)
  • CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments
  • CSA Staff Notice 43-311 Review of Mineral Resource Estimates in Technical Reports
  • ANNEX C -- AMENDMENTS TO NATIONAL INSTRUMENT 44-102 SHELF DISTRIBUTIONS
  • Ontario Instrument 45–505 -- Relief in Respect of the Distribution of Securities Through a Funding Portal Operated by Silver Maple Ventures Inc.
  • CSA Staff Notice 51-360 (Updated) -- FREQUENTLY ASKED QUESTIONS REGARDING FILING EXTENSION RELIEF GRANTED BY WAY OF A BLANKET ORDER IN RESPONSE TO COVID-19
  • MEMORANDUM OF UNDERSTANDING CONCERNING CONSULTATION, COOPERATION AND THE EXCHANGE OF INFORMATION BETWEEN THE ONTARIO SECURITIES COMMISSION AND THE CANADIAN PUBLIC ACCOUNTABILITY BOARD
  • Notice of Memorandum of Understanding – Memorandum of Understanding Respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems

About Thomson Reuters ProView

ProView is the way to read Thomson Reuters eBooks and eLooseleafs, published primarily for legal, accounting, human resources, and tax professions. The Thomson Reuters ProView web-based application is accessed via your browser. With the new ProView web app, offline capability is now available from your browser. The web application has a responsive design and is compatible with desktop, laptop and mobile devices.