Product Details
978-0-7798-9002-6
Book S.O. Annual/biannual/biennial
2 new editions per year supplied on standing order subscription
Approximately 3260 pages
1 volume bound
softcover
2019-07-19
Carswell

Can We Help?

If you need assistance, please call us at (416) 609-3800 (Toronto & international) / 1-800-387-5164 (toll free Canada & US).

We will be glad to assist you.

Consolidated Ontario Securities Act, Regulations and Rules - With Policy Statements, Blanket Orders and Notices 2019, 66th Edition
By: Borden Ladner Gervais LLP
Availability: In Stock
$158.00
Description

This essential resource offers the many features Ontario securities professionals have come to trust, including the full text of all the relevant law and policy

This essential resource continues to offer the many features Ontario securities professionals have come to trust, such as:

  • Full text of all the relevant law and policy – including the Act, the Regulation, Forms, OSC Rules, National Instruments, CSA Notices, and much more
  • Well-organized approach throughout – designed by a senior practitioner in the area, giving you the assurance of quality
  • Research aids – including a comprehensive Index, a general Table of Contents, and thumb indexing to ensure you don't overlook important information
  • Section-by-section cross references to related statutory provisions, regulations, rules, policies, orders, and notices throughout – taking your research in new directions
  • Convenient softcover format with clear, easy-on-the-eyes typeface – ideal for use in meetings and hearings
  • Archival, searchable CD-ROM also available

With two editions of Consolidated Ontario Securities Act, Regulations and Rules – With Policy Statements, Blanket Orders and Notices published each year, you receive the most up-to-date information available.

The following items, among others, have been updated or are new in this edition:

Updated

  • OSC Staff Notice 11-739 - Policy Reformulation Table of Concordance and List of New Instruments
  • CSA Staff Notice 13-315 - Securities Regulatory Authority Closed Dates
  • National Instrument 41-101, General Prospectus Requirements
  • Companion Policy to National Instrument 45-102, Resale of Securities
  • National Instrument 81-101, Mutual Fund Prospectus Disclosure
  • National Instrument 81-102, Investment Funds
  • National Instrument 81-104, Commodity Pools
  • National Instrument 81-106, Investment Fund Continuous Disclosure
  • National Instrument 81-107, Independent Review Committee for Investment Funds

New            

  • OSC Policy 15-601, Whistleblower Program
  • CSA Staff Notice 23-324, Order Protection Rule
  • CSA Staff Notice 45-325, Filing Requirement and Fee Payable for Exempt Distributions Involving Fully Managed Accounts
  • CSA Staff Notice 51-356, Problematic promotional activities by issuers
  • CSA Staff Notice 51-357, Staff Review of Reporting Issuers in the Cannabis Industry
  • CSA Multilateral Staff Notice 58-310, Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions

Available formats